THE
STATE OF NEW HAMPSHIRE v. JOEL HUNGERFORD
THE
STATE OF NEW HAMPSHIRE v. JOHN A. MORAHAN
No.
95-429
SUPREME
COURT OF NEW HAMPSHIRE
142 N.H. 110; 697 A.2d 916; 1997 N.H. LEXIS 64
July
1, 1997, Decided
SUBSEQUENT HISTORY:
Released
for Publication July 31, 1997.
PRIOR HISTORY:
Hillsborough-northern
judicial district.
DISPOSITION:
Affirmed and remanded.
CORE CONCEPTS
Criminal Law & Procedure
: Appeals : Standards of Review : Abuse of Discretion
An appellate court accords the trial
court's rulings on evidentiary matters considerable deference, reversing only
for an abuse of discretion. An appellate court reviews the trial court's
determination of the reliability of novel scientific evidence with similar
deference.
Evidence : Procedural Considerations : Rulings on
Evidence
The level of scrutiny an appellate court
employs in its reliability inquiry depends upon the complexity of the evidence
involved, and the impact the evidence likely has on the trial itself.
Evidence : Witnesses : Opinion Testimony by Lay
Witnesses
A lay witness is presumed competent to
testify under N.H. R. Evid. 601(a), unless he lacks the sufficient capacity to
observe, remember and narrate as well as understand the duty to tell the truth,
N.H. R. Evid. 601(b).
Evidence : Witnesses : Expert Testimony
If the subject matter in dispute is
beyond the general understanding of a jury, the party bearing the burden of
proof must adduce expert testimony to explain such evidence. Expert testimony
is required when the issues in a case are particularly esoteric, or when the
matter to be determined by the trier of fact is so distinctly related to a
particular science, occupation, business, or profession that it is beyond the
ability of the average layperson to understand.
Evidence : Witnesses : Expert Testimony
In applying Fed. R. Evid. 702, there are four
considerations bearing upon the reliability and helpfulness of scientific
evidence: (1) whether the theory or technique is or can be tested; (2) whether
the theory or technique is subjected to peer review and publication; (3) the
potential or known error rate; and (4) whether there is general acceptance of
the theory or technique in the relevant scientific community.
Evidence : Witnesses : Expert Testimony
Whether a recovered memory is reasonably
likely to be as accurate as ordinary memory, a trial court should consider the
following factors: (1) the level of peer review and publication on the
phenomenon of repression and recovery of memories; (2) whether the phenomenon
is generally accepted in the psychological community; (3) whether the
phenomenon may be and is empirically tested; (4) the potential or known rate of
recovered memories that are false; (5) the age of the witness at the time the
event or events occurred; (6) the length of time between the event and the
recovery of the memory; (7) the presence or absence of objective, verifiable
corroborative evidence of the event; and (8) the circumstances attendant to the
witness's recovery of the memory, such as whether the witness is engaged in
therapy or some other process seeking to recover memories or likely to result
in recovered memories.
Evidence : Witnesses : Expert Testimony
If a witness is engaged in formal
psychological therapy or some other process aimed at, or likely to facilitate,
the recovery of memories, then further inquiry into that process is required.
COUNSEL:
Steven M. Houran, acting attorney general (Cynthia L. White and Mark
S. Zuckerman, senior assistant attorneys general, on the brief, and Mr. Zuckerman
orally), for the State.
Paul A. Maggiotto, of Concord, by brief
and orally, for defendant Joel Hungerford. Brennan,
Caron, Lenehan & Iacopino,
of Manchester (Michael J. Iacopino on the brief), for
defendant John Morahan.
Thomas A. Pavlinic, of Annapolis, Maryland, and Paul A. Maggiotto, of Concord, by brief for the False Memory
Syndrome Foundation, as amicus curiae.
Dechert Price & Rhoads, of Philadelphia,
Pennsylvania (Mary A. McLaughlin on the brief), and Ford, Ford & Weaver,
P.A., of Portsmouth (Debra Weiss Ford on the brief), for the International
Society for Traumatic Stress Studies and the Family Violence & Sexual
Assault Institute, as amici curiae.
Mark J. Lopez and Steven R. Shapiro, of
New York, New York, and Paul A. Maggiotto, of Concord,
by brief for the American Civil Liberties Union, as amicus curiae.
Steven R. Sacks, of Concord, staff
attorney, by brief for NEA-New Hampshire, as amicus curiae.
JUDGES:
BROCK, C.J. HORTON, J., did not sit; the
others concurred.
OPINIONBY:
BROCK
OPINION:
BROCK, C.J. The State
appeals the Superior Court's (Groff, J.) ruling that the testimony of two
alleged sexual assault victims is not admissible in criminal prosecutions
against the defendants, Joel Hungerford and John Morahan.
See RSA 606:10, II (1986). We affirm and remand.
For
our limited review of the underlying facts, we will rely on the findings that
the trial court made for purposes of its ruling on the admissibility of the
complainants' testimony. The complainant in State v. Hungerford, Laura, is a
woman in her late twenties who had suffered from symptoms of clinical
depression and had experienced sexual problems in her marriage prior to
entering psychotherapy. Although she had no memory of being abused by her
father, defendant Hungerford, she sought therapy in September 1992 after her
sister claimed to have recovered memories of being sexually abused by
Hungerford. Laura began therapy with Susan Jones, a social worker. According to
the trial court, Laura
Laura
participated in psychotherapy for approximately nine months, including about
one hundred sessions; during this period, she "remembered" several
episodes of sexual abuse. She recovered several memories of her father
penetrating her, digitally, vaginally, and anally. She recovered these during
sessions with Ms. Jones, who instructed her "to close her eyes and focus
on the image," and to report "who she was afraid of." In order
to facilitate remembering, Laura was instructed to "close her eyes and
pretend it was a movie," or to "look around and see what
happened."
In
March 1993, Laura experienced vaginal pain and a feeling of disgust with her
body while taking a shower. A green bar of soap reminded her of a poster above
her bed at the family home. She subsequently experienced an "image or
flashback" which reminded her that two days
before her wedding her father had entered her bedroom, ripped the covers off of
her bed, and raped her. Part of this memory seems to have been recalled outside
of a particular therapy session, although Ms. Jones did examine the
"feeling" with Laura during therapy, and the trial court found that
"Laura did recover part or all of the memory of that rape at a therapy
session."
Laura
reported each of these memories to the Amherst Police Department in March 1993.
After the allegations had been made, Hungerford threatened to shoot himself, Laura, and Ms. Jones. Laura and Ms. Jones were
aware of this threat. After the defendant made the threat, Laura had a
nightmare about black hair, which, after she had drawn a picture of it, Laura
recognized as her father's beard. After being instructed to close her eyes,
"look around," and see what was "so terrifying," Laura
remembered being tied to a bed with her father beside her, and that something
was inside of her vagina. She remembered later, at home, that the object in her
vagina had been a gun.
The
trial court described Ms. Jones' memory retrieval techniques in some detail:
During
these periods when Ms. Jones engaged in the process of memory retrieval, Laura
would close her eyes for 15 or 20 minutes, during which the "memory"
would be explored. According to Ms. Jones, during these periods, Laura would go
into a "self-induced" trance. Ms. Jones indicated that she did not
induce the trance with Laura, but rather Laura was able to "enter
the traumatic experience by her own access and design." During these
episodes, Ms. Jones would ask Laura if she could see or hear anything or
anybody, or if anything was happening. These were the only times during therapy[] that Ms. Jones used this "visualization"
technique.
Ms.
Jones fashioned or relied on a so[-]called
"Repressed Memory Syndrome[,"] which appears unrecognized in the
field of psychology. Ms. Jones also believed that dreams are often the first
signs of emerging memory, that flashbacks are a sudden
reliving of a scene of sexual abuse, and that violent nightmares are a red flag
for the existence of sexual abuse. Ms. Jones also described the concept of
repression to Laura. Ms. Jones believed that Laura's visualizations were
memories of actual abuse. She believed that these incidents of abuse occurred,
and by her conduct, communicated this belief to Laura. Laura believed that Ms.
Jones indicated that body pains were connected to instances of past sexual
abuse. Laura believed that Ms. Jones validated the reality of the remembered
sexual abuse. Ms. Jones herself understood that by her actions she had
validated the abuse and affirmed the memories for Laura.
The
complainant in State v. Morahan, Sarah, presently is
in her early twenties. She reported to the trial court that she had negative
feelings about her parents, who had divorced, and reported "suffering from
depression, narcissism and bulimia at various stages of her life." Sarah
began psychological counseling in May 1988. After having been admitted to two
private psychiatric hospitals with suicidal ideation, Sarah attended the DeSisto School, a gestalt, "'therapeutic boarding school[,'] where students are required to attend
psychotherapy." While at the school, Sarah ceased taking the
antidepressant medication that had been prescribed for her previously.
At the
DeSisto School, Sarah reported a recurring dream of a
man next to her in bed, and suspected she had been abused; at the same time,
she expressed conflicting feelings about her grandfather. In 1991, after
another hospitalization for suicidal ideation, she reported further suspicions
of sexual abuse; the school provided Sarah with "inner child therapy" to "support her and offer her belief and comfort,
and to determine what had happened." Sarah reported that her stepfather
might have "done something to her," and much of her therapy during
this period explored the possibility of sexual abuse.
After several months of therapy, in July 1991,
Sarah revealed in therapy that she "now remembered being raped by a
teacher in the seventh grade." According to the trial court:
In the
next few months, Sarah continued to deal with the alleged rape and develop her
memory. She indicated that she had become pregnant as a result of the rape and
aborted the pregnancy by an overdose of steroids. In therapy, significant
effort was directed to grieving over the abortion. One of Sarah's therapists
considered her the classic abused child. Sarah also attended dorm group
sessions on a regular basis at which participants talked of their problems,
including cases of sexual abuse. On June 8, 1993, Sarah[,]
accompanied by DeSisto School personnel, reported the
rape to the vice-principal at Hillside Junior High School. Thereafter, she
recovered further memories of the rape while talking with her dorm supervisor
and a therapist. In mid-August Sarah reported the rape to the Manchester
Police.
Sarah
was not questioned about the details of the assault at the hearing. The instant
prosecutions followed.
Both
defendants moved to dismiss the prosecutions, asserting that the complainants'
testimony would not be admissible at trial under State v. Cressey,
137 N.H. 402, 628 A.2d 696 (1993), New Hampshire Rule of Evidence 702, State v.
Coolidge, 109 N.H. 403, 260 A.2d 547 (1969), rev'd on
other grounds, 403 U.S. 443, 29 L. Ed. 2d 564, 91 S. Ct. 2022 (1971), or
Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 125 L. Ed. 2d 469,
113 S. Ct. 2786 (1993). The two cases were consolidated for purposes of
addressing the admissibility of the complainants' "repressed memory"
testimony. Over the State's objection, the trial court ruled that a preliminary
hearing was required to address this question, and that the State would bear
the burden of demonstrating that the phenomena of memory repression and
recovery are reliable and have gained general acceptance in the psychological
community. The court concluded that "testimony that is dependent upon
recovery of a repressed memory through therapy cannot be logically
disassociated from the underlying scientific technique." The court
required the State to demonstrate "that the reasoning or methodology
underlying the testimony is scientifically valid; and that it is capable of
empirical testing and can properly be applied to the facts in issue."
The
court held a two-week admissibility hearing on the issue of repressed memories.
The two complainants testified at the hearing, as did seven psychological
professionals: Dr. Daniel Brown, Dr. Bessel A. van der Kolk,
Dr. Jon Robert Conte, Dr. Elizabeth Loftus, Dr. Paul McHugh, Ms. Susan Jones,
and Dr. James Hudson. After the hearing and a review of the materials admitted
during the hearing, the trial court defined a repressed memory as "the
complete absence of awareness or memory of a traumatic event from the time of
its occurrence until a period of years thereafter." See E. Loftus & K.
Ketcham, The Myth of Repressed Memory: False Memories
and Allegations of Sexual Abuse 215-17 (1994) (describing repression as "a
process of selective amnesia in which the brain snips out certain traumatic
events and stores the edited pieces in a special, inaccessible memory 'drawer'").
The court ruled that the State failed to meet its burden of proving that there
was general acceptance of the phenomenon of repressed memories in the
psychological community, and, further, that the State had failed to demonstrate
that [**920] the phenomenon was reliable. The court
accordingly ruled the testimony of the complainants inadmissible. This appeal
followed.
On
appeal, the State argues (1) that the trial court erred in requiring a
preliminary showing of reliability or general acceptance before the witnesses'
testimony would be admitted, and (2) that, assuming the preliminary showing was
required, the trial court erred in concluding that the State failed to make
such a showing. The issues raised in these arguments are intimately related,
and we address them together.
We
accord the trial court's rulings on evidentiary matters considerable deference,
reversing only for an abuse of discretion. See, e.g., State
v. Briere, 138 N.H. 617, 620, 644 A.2d 551, 554
(1994). We review the trial court's determination of the reliability of
novel scientific evidence with similar deference, see Cressey,
137 N.H. at 405, 628 A.2d at 698, although we review the reliability or general
acceptance of novel scientific evidence independently when the determination is
not likely to vary according to the circumstances of a particular case, see
State v. Vandebogart (DNA), 136 N.H. 365, 376, 616
A.2d 483, 491 (1992). The level of scrutiny we employ in our reliability
inquiry will depend upon the complexity of the evidence involved and the impact
the evidence likely will have on the trial itself. See, e.g.,
State v. Murphy, 451 N.W.2d 154, 157 (Iowa 1990).
We
agree with the State that lay witnesses are presumed competent to testify, see
N.H. R. Ev. 601(a), unless they "lack[]
sufficient capacity to observe, remember and narrate as well as understand the
duty to tell the truth," N.H. R. Ev. 601(b). We
disagree with the State's assertion, however, that the trial court's decision
"was tantamount to an erroneous ruling that [the witnesses] were
incompetent" to testify. There seems to be no question that Laura and
Sarah believe that they "remember" the events they describe;
accordingly, a pure competence inquiry would likely result in a conclusion that
their testimony would be admissible. See N.H. R. Ev. 601; Briere, 138 N.H. at 620-21, 644 A.2d
at 554. An inconsistency in testimony or the failure to remember aspects
of some observed event typically does not disqualify a witness on competence
grounds; such gaps in testimony "present questions of credibility for
resolution by the trier of fact." Briere, 138 N.H. at 620, 644 A.2d at 554 (quotation omitted).
The
present inquiry is in part a question of competence, however, insofar as we are
inquiring into the ability of these witnesses to "remember" the
events that they seek to describe at trial. See N.H. R. Ev.
601(b); State v. Iwakiri, 106 Idaho 618, 682 P.2d
571, 578-79 (Idaho 1984) (treating admissibility of hypnotically-refreshed
testimony as competence question); see also State v. Mack, 292 N.W.2d 764, 769
(Minn. 1980). Because these witnesses are not ordinary eyewitnesses with
ordinary memories, we must examine the reliability of their
"memories," cf. People v.
Hughes, 59 N.Y.2d 523, 453 N.E.2d 484, 494, 466 N.Y.S.2d 255 (N.Y. 1983)
(inquiring into reliability of hypnosis as means of restoring recollection
under general acceptance test), just as we inquire into the reliability of
scientific evidence, see Cressey, 137 N.H. at 405,
628 A.2d at 698 (expert testimony must reach threshold level of reliability to
be admissible). We acknowledge that our inquiry is, in part, into the trial
court's determinations concerning the reliability of the victims' memories.
Their memories may be actual recollections of actual traumatic events, manufactured
narratives of events that never occurred, or some combination of these. See
Loftus, The Reality of Repressed Memories, 48 Am. Psychologist 518, 524-25, 533
(1993) [hereinafter The Reality of Repressed Memories]. Laura and Sarah may not
know into which category their memories fit. See Wells & Murray, Eyewitness
Confidence, in Eyewitness Testimony: Psychological Perspectives 155, 159-70 (G.
Wells & E. Loftus eds., 1984) (eyewitness confidence in memory not
meaningfully related to accuracy).
Just
as our inquiry is not purely one of competence, it is not purely a question of
the admissibility of scientific or expert evidence, to be governed solely by
reference to New Hampshire Rule of Evidence 702. We recognize that treating the
testimony of a percipient witness to a crime as scientific evidence is novel in
our law, and that it does not fit precisely within the confines of Rule 702.
See Com. v. Kater, 388 Mass. 519, 447
N.E.2d 1190, 1195 (Mass. 1983). We agree with the trial court, however,
that a recovered memory that previously had been completely absent from a
witness's conscious recollection, see E. Loftus, Memory 41-44 (1980)
[hereinafter Memory], cannot be separated from the process, if any, that
facilitated the recovery. See People v. Zayas, 131
Ill. 2d 284, 546 N.E.2d 513, 518, 137 Ill. Dec. 568 (Ill. 1989). In this
context, "the basic question is not so much whether the process is
scientific but rather whether a jury can realistically evaluate the effect of
[the process]," Kater, 447 N.E.2d at 1195, on
the witness's ability to testify to his or her recollection of an event. See
The Reality of Repressed Memories, supra at 523-25. The trial court's
gatekeeping power on questions of the admissibility of scientific evidence is
the most appropriate procedural tool for evaluating this sort of evidence. See
N.H. R. Ev. 104(a); State v. Quattrocchi, 681 A.2d 879, 884 (R.I. 1996). We
accordingly conclude that, when challenged, testimony that relies on memories
which previously have been partially or fully repressed must satisfy a pretrial
reliability determination. See Quattrocchi, 681 A.2d at 884. The trial court correctly ordered the
pretrial hearing on admissibility.
The
State vigorously argues that the processes of repressing and retrieving
memories are normal human functions, common to every person's everyday
experience, just as forgetting and remembering are; accordingly, the State
contends, such evidence is not beyond the average juror's ability to
comprehend, and unique treatment is inappropriate. We disagree. Although there
are skeptics, it does seem to be accepted in the psychological community that
people are capable of repressing or dissociating conscious recollection of all
or part of certain traumatic events. See, e.g., Ernsdorff & Loftus, Let Sleeping Memories Lie?
Words of Caution About Tolling the Statute of Limitations in Cases of Memory
Repression, 84 J. Crim. L. & Criminology 129, 133-34 (1993) [hereinafter
Sleeping Memories]; Pope & Hudson, Can Memories of Childhood Sexual Abuse
Be Repressed?, 25 Psychol. Med. 121, 121 (1995); Taub, The Legal Treatment of Recovered Memories of Child
Sexual Abuse, 17 J. Legal Med. 183, 187 (1996). There is, however, a vigorous debate
on the questions of how the process of repression occurs, how the process of retrieval
occurs, and indeed if in fact retrieval is possible at all. See Ault v. Jasko, 70 Ohio St. 3d 114, 637 N.E.2d 870, 875-76 (Ohio
1994) (Wright, J., dissenting); Hough, Recovered Memories of Childhood Sexual
Abuse: Applying theDaubertStandard in State
Courts, 69 S. Cal. L. Rev. 855, 859-63 (1996). A central and divisive
question in this debate is whether a person's memory of an event can be
accurate or authentic or "true," having been long lost in the
person's subconscious mind and subsequently remembered, either spontaneously or
by some method seeking to recover the memory. See The Reality of Repressed
Memories, supra at 523-29; Taub, supra at 189-91. See
generally Pezdek & Roe, Memory for Childhood
Events: How Suggestible is It?, 3 Consciousness &
Cognition 374, 380-83 (1994).
The
phenomenon of repressing recollection of a traumatic event, and subsequently
"recovering" it, may be familiar to or even accepted by parts of the
psychological community, but it is far from being familiar to the average juror.
See Com. v. Crawford, 452 Pa. Super. 354, 682 A.2d 323, 326
(Pa. Super. Ct. 1996). Some well-publicized
accusations may ensure that many people have heard of the concept of repressed
memories, see Loftus & Ketcham, supra at 79-80
(describing mass media reports of celebrities recovering previously repressed
memories); a review of the scientific literature on the subject reveals,
however, that ordinary jurors cannot be expected to analyze such claims without
the assistance of experts. See Sleeping Memories, supra at 162-63; Crawford,
682 A.2d at 325.
Our
case law is clear that if the subject matter in dispute is beyond the general
understanding of a jury, the party bearing the burden of proof must adduce
expert testimony to explain such evidence.
Lemay v. Burnett, 139 N.H. 633, 634-35, 660
A.2d 1116, 1116-17 (1995); see Crawford, 682 A.2d at 324-25. Further, expert
testimony is required when the issues in a case are particularly esoteric or
when the matter to be determined by the trier of fact is so distinctly related
to a particular science, occupation, business, or profession that it is
beyond the ability of the average layperson to understand. Wood v. Public Serv.
Co., 114 N.H. 182, 186, 317 A.2d 576, 578 (1974); see Lemay, 139
N.H. at 634-35, 660 A.2d at 1116-17.
The
offered testimony of Laura and Sarah in the instant cases, even if admitted,
could not be understood by the average juror without the assistance of expert
testimony. Their memory of the events described above, according to the theory,
has undergone a physiological process unlike ordinary memory, with which an
average juror would be familiar. Compare Wood, 114 N.H. at 186-88, 317 A.2d at
578-79 (level of insulation required for safe high voltage power lines within
understanding of the average juror) with Lemay, 139
N.H. at 635-36, 660 A.2d at 1117-18 (jurors could not assess whether particular
diving conditions rendered backyard swimming
pool unreasonably dangerous without expert testimony). Further, in the
instant cases, the memories are intricately related to the psychological
therapy attendant to their recovery. See Note, Recovered Memories of Childhood
Abuse: Should Long-Buried Memories Be Admissible Testimony?,
37 B.C. L. Rev. 591, 630-35 (1996) [hereinafter Long-Buried Memories]. Even though
the General Court has referred to the phenomenon, it remains outside of the
understanding of the average juror. See
Laws 1990, ch. 213:1 (findings supporting extension of statute of limitations
for certain sexual assaults); McCollum v. D'Arcy, 138 N.H. 285, 289, 638 A.2d
797, 800 (1994) (noting that although discovery rule applied to toll statute of
limitations, the proponent of recovered memory still bore "the burden ...
to validate the phenomenon of memory repression itself and the admissibility of
evidence flowing therefrom"). The trial court
properly ordered the State to present expert testimony supporting the
reliability of the recovered memories.
We
turn to the showing that the proponent must make before evidence of the content
of repressed memories will be admissible at trial. New Hampshire Rule of
Evidence 702 and the principles we enunciated in Cressey,
137 N.H. 402, 628 A.2d 696, guide our analysis. In Cressey,
we evaluated the admissibility of expert psychological testimony under Rule
702, and concluded that such "testimony must rise to a threshold level of
reliability to be admissible." Id. at 405, 628 A.2d at
698. We did not define the precise contours of the reliability inquiry
for every case, although we did indicate what sorts of concerns ought to guide
the inquiry. See 137 N.H. at 408-10, 628 A.2d at 700-02; State v. Cavaliere, 140 N.H. 108, 110-13, 663 A.2d 96, 98-100
(1995). Specifically, we considered important the presence of objective,
quantifiable evaluation results, Cressey, 137 N.H. at
408-09, 628 A.2d at 700-01, the existence of a "logical nexus"
between the expert's observations and conclusions, 137 N.H. at 409, 628 A.2d at
701, the verifiability of any interpretive steps, 137 N.H. at 409-10, 628 A.2d
at 701, and the likely difficulty of effective cross-examination of the expert,
id. at 410, 628 A.2d at 701. We apply these principles
in the repressed memory context -- both to the witness claiming to have
recovered memory and to the expert explaining the phenomenon. Also helpful are
the considerations enunciated by the United States Supreme Court in Daubert,
509 U.S. at 592-95. In applying Federal Rule of Evidence 702, the Daubert Court
discussed four considerations bearing upon the reliability and helpfulness of
scientific evidence: (1) whether the theory or technique has been or can be
tested; (2) whether the theory or technique has been subjected to peer review
and publication; (3) the potential or known error rate; and (4) whether there
is general acceptance of the theory or technique in the relevant scientific
community. 509 U.S. at
593-94.
The
extensive case law from other jurisdictions considering the admissibility of
various types of refreshed recollection in civil and criminal cases is helpful
to our inquiry. In the loosely analogous circumstance of offered testimony
relying upon memory that has been enhanced, refreshed, or recovered by
hypnosis, courts generally have divided into four groups: those that
categorically accept such testimony, those that categorically reject such
testimony, those that will admit the testimony only if rigid procedural
safeguards have been met, and those that will admit the testimony only after a
"totality of the circumstances" review of the reliability of the
particular testimony. See, e.g., State v. Brown, 337 N.W.2d 138, 151 (N.D.
1983) (hypnotically refreshed testimony admissible and subject to credibility
challenge); People v. Shirley, 31 Cal. 3d 18, 723 P.2d 1354, 1383-84, 181 Cal.
Rptr. 243 (Cal.) (testimony inadmissible under Frye test), cert. denied, 459
U.S. 860, 74 L. Ed. 2d 114, 103 S. Ct. 133 (1982); State v. Hurd, 86 N.J. 525,
432 A.2d 86, 96-97 (N.J. 1981) (admissible if safeguards complied with); Iwakiri, 682 P.2d at 579 (testimony admissible if, under
totality of circumstances, it is sufficiently reliable to merit admission).
Limitations on the admissibility of eyewitness testimony are generally
justified based upon the fact that inaccuracies can be injected into recall
during the hypnotic process by suggestion, confabulation, and conflation of
true memories with false memories, see Iwakiri, 682
P.2d at 576, and upon the inability of the adversarial process to ferret out
such inaccuracies because of memory hardening, see e.g., Hurd, 432 A.2d at 95.
See Cressey, 137 N.H. at 410, 628
A.2d at 701 (observing that psychologist's testimony of her interpretation of
her evaluations was impenetrable by cross-examination). Outside of the
preliminary question of whether to toll the relevant statute of limitations,
e.g., McCollum, 138 N.H. at 289, 638 A.2d at 799, few cases involve the more
novel question of the admissibility of repressed memories recovered
spontaneously, or during or attendant to participation in psychological
therapy. See Crawford, 682 A.2d at 327-28; Quattrocchi, 681 A.2d at 881-84.
A review
of the psychological literature on the subject of memory repression and
recovery convinces us that a case-by-case approach, tempered with skepticism,
is most appropriate in this context. See, e.g., The Reality
of Repressed Memories, supra at 530-32. See generally Pezdek & Roe, supra (reviewing studies of
suggestibility of children's memories); Williams, Recall of Childhood Trauma: A
Prospective Study of Women's Memories of Child Sexual Abuse, 62
J. Consulting & Clinical Psychol. 1167
(1994) (suggesting loss of memory of sexual abuse may be common).
We are
especially concerned with the influence of therapy on the recovery of memory,
as in the instant cases. The process of therapy is highly subjective, with its
purpose "not the determination of historical facts, but the contemporary
treatment and cure of the patient." Tyson v. Tyson, 107 Wash. 2d 72, 727
P.2d 226, 229 (Wash. 1986); see Quattrocchi, 681 A.2d
at 882. This goal, along with the expectations and predispositions of both
therapist and patient, tends to distort the "historical truth" of
events in the patient's life. Tyson, 727
P.2d at 229; see Wesson, Historical Truth, Narrative Truth, and Expert
Testimony, 60 Wash. L. Rev. 331, 337-38
(1985). Within the environment of therapy, a patient may report memories in
response to the perceived expectations of the therapist, see, e.g., Taub, supra at 191, or in response to other forces. See
Sleeping Memories, supra at 138-39; Nelson & Simpson, First Glimpse: An
Initial Examination of Subjects Who Have Rejected Their Recovered
Visualizations as False Memories, 6 Issues in Child Abuse Accusations 123,
126-27 (1994). Observations like the following are troubling:
The
goal of therapy [is to] create a coherent "narrative truth" that
accounts for the events in a patient's life but that does not necessarily make
contact with the actual past. The goal is to account for the client's symptoms
and allow the client to achieve closure with the past. But the truth of the
past is not particularly important; instead, the patient "weaves
together" a picture of the past that accounts for his symptoms and allows
him to understand his life. Once the past has been reconstructed, however, the
past is effectively changed and the original version is lost both for therapy
and for all other purposes. The patient's memory will never be the same.
Comment,
Repression, Memory, and Suggestibility: A Call for Limitations on the
Admissibility of Repressed Memory Testimony in Sexual Abuse Trials, 66 U. Colo.
L. Rev. 477, 511 (1995) (quotations, footnote, and brackets omitted)
[hereinafter Call for Limitations]; see Loftus & Ketcham,
supra at 265-67.
We do not mean to suggest that all or even a
majority of recovered repressed memories are "false." Rather, we
merely recognize that the memories are subject to many factors that may affect
their reliability, especially, as the trial court found in the instant cases,
the uniquely suggestive environment of psychological therapy. See Loftus & Ketcham, supra at 265-67. See generally R. Gardner, True
and False Accusations of Child Sexual Abuse 652-66 (1992). As we stated in Cressey:
By
this opinion we do not seek to disparage the work being done in psychology and
the behavioral sciences, for we can surely see its value; however, we are bound
to recognize that the separate fields of behavioral science and criminal
justice are different enough in their foundations and goals that what may be
considered helpful information in one may not be so valued in the other.
Cressey, 137 N.H. at
407, 628 A.2d at 699. Our approach today reflects our
attempt to balance "the legal and emotional needs of survivors of
childhood sexual abuse," Roe v. Doe, 28 F.3d 404, 408 (4th Cir. 1994)
(Hall, J., concurring), with our duty to ensure that defendants receive a fair
trial and that individuals receive a reliable and fair adjudication of their
disputes.
Ordinary
memory is imperfect. See Hall et al., Postevent
Information and Changes in Recollection for a Natural Event, in Eyewitness
Testimony, supra at 124, 126-27. Studies indicate that memory is not a
mechanism that merely reproduces one's perceptions of events; rather,
memory, like perception, is an active,
constructive process that often introduces inaccuracies by adding details not
present in the initial representation or in the event itself. The mind combines
all the information acquired about a particular event into a single storage
"bin," making it difficult to distinguish what the witness saw
originally from what she learned later.
Note,
Did Your Eyes Deceive You? Expert Psychological Testimony on
the Unreliability of Eyewitness Identification, 29 Stan. L. Rev. 969,
983 (1977); see Shirley, 723 P.2d at 1377-78. See generally Memory, supra at
13-33 (explaining how memory functions).
The
law has recognized that an eyewitness's recall of an event or a person's face
or features may be irretrievably altered by suggestive identification
procedures. See, e.g., State v. Allard, 123 N.H. 209, 213,
459 A.2d 259, 262, cert. denied, 464 U.S. 933, 78 L. Ed. 2d 307, 104 S. Ct. 338
(1983). Indeed, it may be "that the influence of improper
suggestion upon identifying witnesses probably accounts for more miscarriages
of justice than any other single factor -- perhaps it is responsible for more
such errors than all other factors combined." United States v. Wade, 388
U.S. 218, 229, 18 L. Ed. 2d 1149, 87 S. Ct. 1926 (1967) (quotation and brackets
omitted); see also Malpass & Devine, Research on
Suggestion in Lineups and Photospreads, in Eyewitness
Testimony, supra at 64, 74-86. Courts accordingly exclude in-court
identification that has resulted from an out-of-court identification that is
unreliable because tainted by improper suggestion. See Allard, 123 N.H. at 213,
459 A.2d at 262.
Our
recognition that ordinary memory is subject to suggestion only emphasizes the
limitations of eyewitness testimony in any case, see Sleeping Memories, supra
at 155; Hall et al., supra at 126-27, and does not conclusively control our
evaluation of recovered memories. This point merely establishes the post
against which the reliability of recovered memories must be measured. See, e.g., Hurd, 432 A.2d at 95. To establish that a
recovered memory is reliable, the proponent of its admission must demonstrate a
reasonable likelihood that the recovered memory is as accurate as ordinary
human memory. See id.; cf. Shahzade v. Gregory, 923 F. Supp. 286, 290 (D. Mass. 1996)
(inquiring only into reliability of phenomenon of repressed memories, not into
creditability of particular memory). An inquiry into the reliability of
recovered memories generally will comprise the first part of this burden.
Further, because of the great possibility of suggestiveness in therapy, see,
e.g., The Reality of Repressed Memories, supra at 526-27, if therapy or some
other formal technique has been utilized in order to retrieve the memory -- or
has been engaged in during the time in which the memory was retrieved -- then
further inquiry is required to determine the effect of that process or
technique upon the reliability of the resulting memory. Cf. Call for
Limitations, supra at 512-14 (describing similarities between effects of
therapy, hypnosis, and interrogation on memory).
In
determining the reliability of a recovered memory, -- that is, whether the recovered
memory is reasonably likely to be as accurate as ordinary memory -- the trial
court should consider the following factors: (1) the level of peer review and
publication on the phenomenon of repression and recovery of memories, see
Daubert, 509 U.S. at 593; (2) whether the phenomenon has been generally
accepted in the psychological community, see id. at
594; (3) whether the phenomenon may be and has been empirically tested, see id.
at 593; (4) the potential or known rate of recovered
memories that are false, see id. at 594; (5) the age of the witness at the time
the event or events occurred, see Williams, supra at 1168; (6) the length of
time between the event and the recovery of the memory, cf. Hall et al., supra
at 130; (7) the presence or absence of objective, verifiable corroborative
evidence of the event, see Meiers-Post v. Schafer, 170 Mich. App. 174, 427 N.W.2d 606,
610 (Mich. Ct. App. 1988); and (8) the circumstances attendant to the witness's
recovery of the memory, i.e., whether the witness was engaged in therapy or
some other process seeking to recover memories or likely to result in recovered
memories, see British Psychological Society, Executive Summary: Recovered
Memories § 2.1, at 9 (1995). Cf. Isely v.
Capuchin Province, 877 F. Supp. 1055, 1064-67 (E.D. Mich. 1995) (parameters for
admissibility of expert testimony).
If the
witness was engaged in formal psychological therapy or some other process aimed
at, or likely to facilitate, the recovery of memories, then further inquiry
into that process is required. See Call for Limitations, supra at 511-12
(describing influence of traditional psychotherapy on memory). In the case of
recovery attendant to therapy, this inquiry includes an examination of the
therapist's qualifications, the type of therapeutic approach used, whether
complaints of false accusations have been filed against the therapist, whether
the therapist ordinarily seeks hidden memories or believes that many
psychological problems stem from sexual abuse, and whether the therapist
remains detached during the process or "validates" allegations of
abuse that arise. See Call for Limitations, supra at 521 (suggesting some of
these factors); cf. Nelson & Simpson, supra at 125-29 (examining effects of
various influences on people who develop false memories); Taub,
supra at 208-13 (discussing characteristics of individuals who retract claims
of recovered memories and their therapists).
Although
phrased in different terms, the trial court applied a test of reliability and
general acceptance similar to the test we enunciate today. We accordingly defer
to its findings insofar as they apply to the facts of these particular cases.
See Cressey, 137 N.H. at 405, 628 A.2d at 698; Vandebogart (DNA), 136 N.H. at 376, 616 A.2d at 491.
Considering
our first factor, the trial court correctly observed that the phenomenon of
memory repression and recovery has received extensive attention in
psychological publications. The parties presented photocopies of many articles
from medical and psychological publications on the issue, and a review of the
literature reveals many more. The level of peer review is high.
"Submission to the
scrutiny of the scientific community is a component of 'good
science,' in part because it increases the likelihood that substantive flaws in
methodology will be detected." Daubert, 509 U.S. at 593. In the case of
repressed and recovered memories, the level of submission is high, but the
debate over methodology and the meaning of results continues. See, e.g.,
Holmes, The Evidence for Repression: An
Examination of Sixty Years of Research, in Repression and Dissociation 85,
96-98 (J. Singer ed., 1990); Long-Buried Memories, supra at 635.
The
psychological community remains deeply divided on the reliability or accuracy
of recovered memories. See Ault, 637 N.E.2d at 875 (Wright, J., dissenting); Sleeping Memories,
supra at 133-35; Taub, supra at 186-87. Despite
common support for the phenomenon in the therapeutic setting, scientists rest
their rejection of recovery of repressed memories on the absence of confirming
laboratory results. Compare Pope & Hudson, supra
at 122-25 (criticizing methodology of clinical studies) with Herman & Schatzow, Recovery and Verification of Memories of
Childhood Sexual Trauma, 1987 Psychoanalytic Psychol.
4(1), 11-13 (reporting high incidence of repression in group therapy study). Of
course, ethically, no complete laboratory study could ever be completed on
repression of events as traumatic as sexual abuse. See Sleeping Memories, supra
at 133-34; Memory, supra at 80-82.
According
to the theory of repression, when a person experiences a particularly traumatic
event that is unacceptable to the person's conscious existence, the person may
repress the memory of the trauma. E.g., Sleeping Memories, supra at 132-33.
Although the memory is not permanently "forgotten," it is unavailable
to the person's conscious thought process. Sleeping Memories,
supra at 132. True repression or traumatic amnesia rendering a person
unable to remember any part of a traumatic event are distinguished from
ordinary forgetting, see Loftus et al., Memories of Childhood Abuse:
Remembering and Repressing, 18 Psychol. Women Q. 67,
68-69, 82 n.1 (1994) [hereinafter Memories of Childhood Abuse], motivated
forgetting, Pope & Hudson, supra at 122, incomplete memory, Williams, supra
at 1168, and psychogenic amnesia, Loftus & Ketcham,
supra at 215-16. Cf. Terr,
Chowchilla Revisited: The Effects of Psychic Trauma Four Years After a
School-Bus Kidnapping, 140 Am. J. Psychiatry 1543, 1545-47 (1983).
Proponents
of widespread repression and recovery of memories of sexual abuse consider
several facts to support the phenomenon: the existence of psychogenic amnesia
and post-traumatic stress disorder, clinical studies in support of the
phenomenon, and the prevalence of patients reporting recovery of repressed
memories. See Long-Buried Memories, supra at 600-03; Memories of Childhood
Abuse, supra at 69-70. Discrete memory repression is a different physiological
phenomenon from psychogenic amnesia, where the victim or witness of an
extremely traumatic event temporarily may forget ordinary personal details,
such as name and address, in addition to the details of the traumatic event. Loftus & Ketcham, supra at 215-16.
The typical symptoms of post-traumatic stress disorder also do not support
fully the notion of complete memory repression. See, e.g., Kinzie,
Posttraumatic Effects and Their Treatment among Southeast Asian Refugees, in
International Handbook of Traumatic Stress Syndromes 311, 314-15, 318 (J.
Wilson & B. Raphael eds., 1993) (intrusive memories, recurrent nightmares,
and avoidance of memories common symptoms in Southeast Asian refugees with
post-traumatic stress disorder); cf. Pynoos & Nader, Children's Memory and Proximity to Violence, 28 J.
Am. Acad. Child Adolescent Psychiatry 236, 239-41 (1989) (discussing memory
disturbance and recall of children with post-traumatic stress disorder
differing in severity according to proximity to violence, among other factors).
The
clinical studies that support the prevalence of recovery of previously
completely repressed memories are subject to some criticism in methodology, as
the trial court noted in the instant cases. See, e.g., Pope
& Hudson, supra at 122-25. For example, in one study, researchers
reported that approximately 59% of subjects --patients who were referred by
their therapists as having histories of childhood sexual abuse -- answered
affirmatively when asked: "During the period of time between when the
first forced sexual experience happened and your eighteenth birthday was there
ever a time when you could not remember the forced sexual experience?" Briere & Conte, Self-Reported
Amnesia for Abuse in Adults Molested as Children, 6 J. Traumatic Stress 21,
23-24 (1993). Reviewers raised the following methodological concerns: the
subjects were "recruited" by their therapists; it is unclear whether
the reported underlying events were confirmed in any way; it is unclear whether
the events were "sufficiently traumatic" to have been remembered at
every moment; and an affirmative answer to the question conveys insufficient
information to conclude that full repression has actually occurred. Pope & Hudson, supra at 123. Finally, the reviewers
noted the possibility of suggestion in therapy:
All
[subjects] were in treatment with therapists who were part of an "informal
sexual abuse treatment referral network[,"] and
who, therefore, may have communicated to their patients, explicitly or
implicitly, that repression of traumatic experiences was to be expected. With
this potential degree of expectation, and with therapists choosing which
subjects would receive the questionnaire, it would not be surprising if many
subjects answered "yes" to a question that asked if there was ever a
time when they could not remember an abuse experience.
Pope
& Hudson, supra at 123; see Sleeping Memories, supra at 134. Other studies
are subject to similar complaints. See Pope &
Hudson, supra at 123-24 (reporting similar methodological limitations in the
study reported in Memories of Childhood Abuse, supra); Memories of Childhood
Abuse, supra at 71-73 (citing methodological difficulties with previous
studies).
Proponents
of the phenomenon of recovering repressed memories also rely on the very
existence of a large number of patients reporting recovery of repressed
memories as validation of the phenomenon. Cf. Loftus & Ketcham,
supra at 209 ("'Why would anyone invent a story
that involved so much anguish and suffering?'").
The
stories the patients tell, they argue, are too vivid and too painful to be the
product of imagination or fabrication. The emotional troubles these patients
have as adults are consistent with the kind of abuse that they remember, and
would not be so consistent and so intense in response to a fabricated memory.
Long-Buried
Memories, supra at 603 (footnote omitted). Apart from its circularity, the argument lends more support
to the concept of suggestibility of memory than to the phenomenon of
repression. Cf. The Reality of Repressed Memories, supra at 525; Nelson &
Simpson, supra at 126-27.
The
scientific literature supports the conclusion that, in general, people remember
traumatic events well. See, e.g., Malmquist, Children
Who Witness Parental Murder: Posttraumatic Aspects, 25 J. Am. Acad. Child
Psychiatry 320, 324 (1986) ("Recollection of vivid memories of the event
were present in all 16 of the children" studied). In fact, experiencing
vivid, intrusive thoughts of the event seems to be a more common memory
disturbance resulting from severe trauma than repression. See, e.g., Wilkinson,
Aftermath of a Disaster: The Collapse of the Hyatt Regency Hotel Skywalks, 140
Am. J. Psychiatry 1134, 1137 (1983) (repeated recollection of event most
frequent symptom among those experiencing collapse). In a study examining the
effects on a group of children kidnapped on their school bus, for example,
examiners found the children to have intact and detailed memories of the event,
although they did observe some memory disturbance. Terr,
supra at 1545-46; see also Weine et al., Psychiatric
Consequences of "Ethnic
Cleansing": Clinical Assessments and Trauma Testimonies of
Newly Resettled Bosnian Refugees, 152 Am. J. Psychiatry 536, 540-41 (1995)
(many survivors' lives "inundated with traumatic images," while in
others, "cognitive overload of the genocidal traumatic experience creates
an incomplete perception and registration of the traumatic event").
There
have been some cases where repression and later retrieval of a memory of
childhood sexual abuse have been claimed to be corroborated from other sources,
thus enhancing the credibility of the phenomenon and increasing its acceptance
with some therapists. See Sleeping Memories, supra at 134. A recent review of
the literature, however, caused the reviewer to note that "despite over
sixty years of research involving numerous approaches by many thoughtful and
clever investigators, at the present time there is no controlled laboratory
evidence supporting the concept of repression." Holmes, supra at 96; see Taub, supra at 188. The scientific community is extremely
divided, at best, on the issue of recovery of completely repressed memories.
A
degree of scientific divergence of opinion is indeed inevitable, but the degree
of divergence surrounding [recovery of repressed memories] is fundamental and goes to the very
validity of the process itself. This kind and degree of divergence is notably
absent in other areas of scientific evidence generally deemed admissible.
Reed v. State, 283 Md. 374,
391 A.2d 364, 376 (Md. 1978). We cannot say that the phenomenon has
gained general acceptance in the psychological community. Cf. Daubert, 509 U.S. at 594.
We
turn to the next consideration, whether the phenomenon may be empirically
tested. As noted in the foregoing discussion, it would be impossible,
ethically, to test repression and recovery of memory of severely traumatic
events in a laboratory setting. See Sleeping Memories, supra at 134. Almost all
studies of the phenomenon to date, accordingly, involve subjects in the
clinical or therapeutic context. See, e.g., Briere & Conte, supra at 23-24; Herman & Schatzow, supra at 2-4. Further, the studies of
memory of childhood sexual abuse involve retrospective self-reporting of prior,
typically uncorroborated, sexual abuse. See, e.g., Briere & Conte, supra at 23-24 (describing participant
description of childhood abuse); Herman & Schatzow,
supra at 2-3, 10 (reporting that participants were able to obtain confirmation
of earlier abuse). One exception is the study by Linda Meyer Williams,
who interviewed 129 women who had been treated for sexual abuse in a
metropolitan hospital as children approximately seventeen years earlier. Williams, supra at 1169. Of these, forty-nine women, or 38%
of the sample, did not report the childhood abuse to the interviewer. Williams, supra at 1170. Williams states that "although
some of these women may have simply decided not to tell the interviewers about
the abuse, additional findings discussed later suggest that the majority of
these women actually did not remember the abuse." Williams,
supra at 1170. The "findings" to which she refers include the
relative openness of the subjects in answering other personal questions,
including other incidents of sexual, physical, or emotional abuse. Williams, supra at 1170. Another study has concluded that nonreporting of remembered abuse might be explained by
"embarrassment, a wish to protect parents, a sense of having deserved the
abuse, a conscious wish to forget the past, and a lack of rapport with the
interviewer." Pope & Hudson, supra at 124
(quotation omitted). Considering this similar study, Pope and Hudson concluded
that it would be "hazardous to conclude that Williams' 49 'non-reporters'
actually had amnesia." Pope & Hudson, supra
at 124. Although empirical testing is difficult, and subject to some
methodological complaints, it is possible.
It is
difficult to estimate the number or rate of recovered memories that are
"false." Cf.
Daubert, 509 U.S. at 594. Although some individuals who have recovered
memories have since withdrawn their claims, Nelson & Simpson, supra at
126-28, there is no way to track the percentage of such false memories,
especially when the phenomenon is still subject to such vigorous debate. Cf.
Gardner, supra at 661-64.
The
remaining factors of the reliability inquiry relate to Laura's and Sarah's
memories themselves. The aspects of the memories into which we inquire are, in
part, factual; we therefore defer to the facts found by the trial court in this
part of the inquiry. See, e.g., State v. Carroll, 138 N.H.
687, 696, 645 A.2d 82, 87 (1994). The charged acts in State v.
Hungerford rely on Laura's memories of Hungerford inserting a gun into her
vagina in 1990 and of him raping her two days before her wedding in 1991 when
she was twenty-two and twenty-three years old, respectively. She began therapy
in September 1992 with no memories of the assaults and reported them to the
police in March 1993. The length of time between the event and remembering was
approximately one and a half years, although the period was longer for the uncharged
events. Laura's therapist, Ms. Jones, testified to what she perceived as
corroborative evidence: the similar claims of Laura's sister, Amy; the remarks
of Laura's mother regarding Hungerford's sexual habits with her and his conduct
in the household when the girls were children; and the remarks of staff members at the
therapy center where Hungerford was attending therapy.
According
to the indictments, the charged acts in State v. Morahan
occurred between December 1987 and March 1988, just before Sarah began psychological counseling
in May 1988. She was thirteen years old and in the seventh grade at this time.
Sarah recovered her memory of the assault in 1991 and reported it to
authorities in 1993. There was no testimony at the admissibility hearing about
the details of the assault, and we discern no other evidence tending to
corroborate or not to corroborate the event.
In
State v. Hungerford, Laura's age and the relatively small period of time
between the two charged acts and her recovery of memory about them bear in
favor of their reliability. Similarly, in State v. Morahan,
Sarah's age and the relatively short period of time during which she had no
memory of the assault bear favorably on the memory's reliability. Children who
are very young are perceived to have incomplete narrative memories even of
traumatic events, see Pezdek & Roe, supra at
375-76; further, scientists generally agree that individuals are almost
completely amnestic for the first few years of their
own life, see L. Terr, Unchained Memories: True
Stories of Traumatic Memories, Lost and Found 226 (1994). See also Briere & Conte, supra at 28; Call for Limitations,
supra at 498-99. Memory is subject to the influence of innumerable external
influences during the "retention" stage of remembering, and thus a
shorter period of time between the event and recall offers less opportunity for
suggestion. See, e.g., Hall et al., supra at 132-40.
On the
presence or absence of objective, verifiable corroborative evidence, the trial
court found that "in neither of these cases was there any corroboration or
attempt to corroborate the abuse," although the court did find that both
complainants demonstrated "serious psychological disturbances." These
findings are supported by the record. There was some witness testimony that
might have borne on the question of objective corroborative evidence. For
example, the corroborative evidence relied upon by Ms. Jones in State v.
Hungerford is somewhat convincing. The accusations of Laura's sister are of
limited corroborative value. Compare Pope & Hudson, supra
at 123 (alleged abuse of sibling of questionable corroborative value) with
Herman & Schatzow, supra at 10-11 (evaluating
claim of sibling abuse as corroborative evidence). Ms. Jones' evaluation of the concerns of Hungerford's therapy center staff
offer some additional enlightenment, as do Hungerford's wife's reports.
They are not, however, directly corroborative. Cf. Meiers-Post, 427 N.W.2d at 609-10 (requiring objective manifested injury
and verifiable corroborative evidence, such as an admission by the perpetrator,
before tolling statute of limitations). We defer to the trial court's
finding that there was no corroboration of the alleged acts.
We
next address the circumstances attendant to the recovery of the memories in the
two cases, about which the trial court made extensive findings. In State v.
Hungerford, Laura was engaged in therapy specifically focused on the issue of
sexual abuse. Although on appeal the State attempts to characterize the therapy
as being designed to help Laura "understand and cope with her inner
feelings," the trial court's conclusion that the focus was recovery or
retrieval of memories of sexual abuse is amply supported by the record. Sarah,
too, in State v. Morahan, was engaged in therapy.
Even if we were to agree with the State that Sarah's therapy was not
specifically aimed at recovering memories and that she did not recover her
memories during any particular therapy session, we would nonetheless defer to
the trial court's conclusion that her memories were recovered attendant to
therapy. As the trial court found, "it is difficult to distinguish between
Sarah's therapy and real life, because it appears ... that psychotherapy
permeated the everyday structure of her school and social life." In its
review of the circumstances attendant to the recovery of memories in both
cases, the trial court found
that the psychotherapy utilized by Ms. Jones
and by the DeSisto School to "retrieve"
Laura's and Sarah's memories of abuse, thoroughly and systematically violated
the guidelines and standards of the practice of psychotherapy. Furthermore, the
Court finds that the techniques used in the course of psychotherapy in both
cases were highly suggestive.
Because
the memories in the instant cases were recovered during therapy or while the
witness was engaged in therapy, we ordinarily would proceed to examine more
closely the circumstances of the therapeutic environment, as discussed earlier.
Our review of the memories without regard to the suggestiveness of the
therapeutic process, however, convinces us that they do not pass our test of
reliability. The phenomenon of recovery of repressed memories has not yet
reached the point where we may perceive these particular recovered memories as
reliable. "There probably will be a day, as there has been regarding the
forensic use of DNA, when courts can be given reliable, competent information
on the issue of repressed memory. That day is not here." Ault, 637 N.E.2d at 874-75 (Moyer, C.J., dissenting). The
indicia of reliability present in the particular memories in these cases do not
rise to such a level that they overcome the divisive state of the scientific
debate on the issue.
In a
particular case, the court may be satisfied with the state of the scientific
debate on the question of recovering repressed memories, and with the general
indicators of reliability surrounding a particular recovered memory. If that
memory is recovered in the context of therapy, however, we still will be
greatly concerned with the suggestiveness of the therapeutic process, and its
ability to skew memory and one's confidence in memory. See Loftus & Ketcham, supra at 150-73. Because we need not engage in
that inquiry in the instant cases, however, we shall not.
Affirmed
and remanded.
HORTON,
J., did not sit; the others concurred.