Tillers' Home Page

Evidence Course Home Page



Course in Evidence
Professor Peter Tillers




Character Evidence Problems
Peter Tillers, Copyright 2001, 2002 & 2006



Problems: First Set




Scenario A


Murder Trial. DD is charged with killing Valiant Victim on June 1, 2005. D invokes his privilege against self-incrimination and does not testify.

1


The prosecution calls a character witness, W-1. It proposes to have W-1 testify that DD has the reputation in the community in which she resides of being a violent person.

Please explain why DD's objection is sustained.

2


The prosecution then calls W-2 and proposes to have her testify that she has seen DD kill several people other than VV.

Please explain why DD's objection is sustained.

3


DD then calls W-3 and proposes to have him testify that DD's reputation among her associates is that of a non-violent and peaceable person.

How should the court rule on the government's objection?

4


Assume that the trial court overrules the government's objection. Later in the trial the government calls W-4 and proposes to have him testify to DD's reputation for violence.

How should the court rule on DD's objection?

5


The government also offers W-5's testimony that he saw DD attack and beat Sam Jones, Martha Smith, and Neat Noble.

How should the court rule on DD's objection to this evidence?

End of Scenario A


...


Scenario B


DD is on trial for murder. The government puts on its case and rests.

6


DD then offers to have W-6 testify that on numerous occasions in the past he saw DD act as a peace maker and resist violence in the face of physical provocation and danger; for example, W-6 saw DD respond to a slap with a smile rather than with a blow or a scowl.

How should the court rule on the government's objection?

7


Assume that the trial court overrules the government's objection. The government then offers to have W-7 testify that on one occasion, when DD was slapped, DD did not turn the other cheek, but instead turned a machete in the slapper's belly and kicked his face.

Please explain why the trial court overrules DD's objection to this evidence.

End of Scenario B


..........



8


DD is on trial for murder of VV in 2005.

The common law rules of evidence apply.

DD offers to have W-8 testify that in his opinion DD is a peaceable person.

How should the court rule on the government's objection?

9


DD is on trial for committing grand theft in 2005. DD invokes his privilege against self-incrimination.

The common law rules of evidence apply.

At the trial W-10 testifies, "In the community in which he resides DD has the reputation of being an honest person." The prosecutor then asks W-10 if he saw DD kill John Jones on May 13, 2004.

How should the court rule on DD's objection to this evidence?



10


DD is on trial for committing murder in 2005. Trial is in federal court. [The FRE therefore apply.]

W-8 testifies to DD's reputation for non-violence.

On cross-examination AUSA asks about W-8's knowledge of other violent acts by DD.

DD objects, citing Michelson.

The AUSA replies with a citation to 405(a), 2d sentence, noting that this sentence authorizes inquiry into relevant specific instances.

"On cross-examination, inquiry is allowable into relevant specific instances of conduct."

She also points to the Advisory Committee's Note, which asserts that reputation is a covert form of opinion.

"It seems likely that the persistence of reputation evidence is due to its largely being opinion in disguise."

Who wins?

11

DD is on trial for committing murder in 2005. Trial is in federal court.

At trial W-9 testifies for DD: In my opinion DD is a non-violent person

On cross-examination the prosecutor asks W-9 if he saw DD attack Sammy Smith with a knife on June 5, 2003.

DD: objection

Ruling?

12

DD is on trial for murder in 2005. DD invokes his privilege against self-incrimination. W-8 testifies to his opinion of DD's non-violent character. The prosecutor then asks W-8 if he saw DD steal $15,000 from her employer on May 13, 2000.

Explain why the trial court sustains DD's objection to this question. Give all the possible reasons for the ruling.


13


DD is on trial for committing murder in 2005. Trial is in federal court.

DD calls W-11. He wants W-11 to give his opinion that DD is a non-violent person. However, instead of asking directly for that opinion, he first asks W-8C to recount his observations of specific instances of DD's non-violent behavior.

However, instead of asking directly for that opinion, he first asks W-8C to recount his observations of specific instances of DD's non-violent behavior.

The AUSA objects.

DD replies that when a witness gives an opinion, the witness is generally allowed to give the information on which he bases that opinion. Indeed, the trial court has the discretion to require that an opinion witness first state the facts or observations upon which the witness' opinion rests. See FRE 701 & 611. Hence, W-11 should be allowed to recite the basis for his opinion that DD is a non-violent person before giving his opinion that DD is a non-violent person.

Should DD win or lose this argument?



14

DD is on trial for murder. The state puts on its case and rests.

DD then offers to have W-12 testify that Valiant Victim, the alleged victim of DD's alleged murder, had the reputation of being a violent person.

Explain why the prosecutor's objection is overruled.



15


After the prosecutor's objection [Problem 14] is overruled, the prosecutor offers to have W-13 testify that DD's reputation in the community in which (s)he resides is that of a violent person.

How should the court rule on DD's objection?


 

16

Della D is on trial for murder. The government puts on its case and rests. Della D then testifies that she killed Valiant Victim in self-defense when Valiant launched an unprovoked and deadly attack on her.

The government then offers to have W-14 testify that Valiant Victim's reputation in the community in which he resided was that of a peaceable and non-violent person.

How should the court rule on DD's objection to this question and why?

Warning: This is a tricky problem. Work out your answer with care.


17

DD is on trial for the murder of Valiant Victim.

DD's defense will be that she killed VV in self-defense when VV launched an unprovoked and deadly attack on her.

But the government belatedly discovers that VV did not die. The charge against DD is reduced from murder to aggravated assault.

The government puts on its case and rests.

DD testifies that VV began the fracas and that she hit Valiant V with a knife in self-defense.

The government offers to have W-14 testify that Valiant Victim's reputation in the community in which he resides is that of a peaceable and non-violent person.

The trial court sustains the defendant's objection.

What is the explanation for this OUTRAGEOUS (?) ruling?!?!



18


As in Problem 17, DD is on trial for the murder of Valiant Victim; but, as in Problem 17, the government belatedly discovers that VV did not die and the charge against DD is reduced from murder to aggravated assault.

The government puts on its case and rests.

This time DD testifies:

I mistakenly but reasonably believed that Valiant V was trying to kill me. That's why I stabbed Valiant V in the heart with a machete.

As before [in Problem 17], the government offers to have W-14 testify that Valiant Victim's reputation in the community in which he resided was that of a peaceable and non-violent person.

As before, Della D objects on the ground of the character evidence rule and, as before, Della D correctly points out that 404(a)(2) does not apply because (i) this is not a homicide case and (ii) the accused, Della D, has not introduced any character evidence against Valiant V.

The trial court nevertheless overrules DD's objection.

What is the explanation for this OUTRAGEOUS (?) ruling?!?!



19


Being alive [see Problems 17 & 18], Valiant Victim brings a parallel civil action against Della Defendant for aggravated battery, seeking compensatory damages for bodily injuries and pain and suffering, and punitive damages.

In her answer Della D denies the battery and, in the alternative, alleges provocation and self-defense: Della avers that Valiant actually attacked her and that she hit Valiant either in retaliation for the attack and to ward off a further attack by Valiant.

At the trial Della D offers to have W-3 to testify to Della D's reputation for non-violence and W-9 to testify to Valiant V's reputation for violence.

The trial court sustains Valiant's objections to these two offers of evidence.

Assume that the trial court's rulings are correct.

Explain the trial court's rulings.




20

The saga [Problems 16-19] continues:

After the astonishing discovery that Valiant Victim is alive, Valiant Victim turns around and dies. Valiant Victim's plans for bringing a civil action for aggravated battery against DD are therefore aborted. However, VV's spouse brings a civil action for wrongful death against Della D. At the trial Della D testifies that Valiant V initiated the fracas that led to Valiant V's death.

Plaintiff's counsel cross-examines Della D after DD testifies that Valiant V was the aggressor. During cross-examination plaintiff's counsel asks DD if she, Della D, was convicted five years ago for the murder of John Jones.

How should the court rule on DD's objection?


21

Consider a revised version of the wrongful death action against Della D.

As before, the complaint in this civil action avers that Della D negligently, recklessly, or deliberately caused VV's death in 2005.

As before, DD testifies that VV began the fracas that led to Valiant V's death in 2005.

But in the new scenario Della D also testifies that she, Della D, accidentally killed Valiant in the course of trying to defend herself.

Counsel for plaintiff cross-examines DD and asks Della D if it isn't true that on January 1, 2002, some three years before Valiant V's death, Della D murdered Harry Husband, her spouse,

Della D, of course, objects to this question.

Della D argues that the plaintiff is trying show the prior murder in order to show her propensity toward murder - her murderous character - for the purpose of showing that she acted in accordance with that propensity in 2005 when she killed Valiant - and if the character evidence rule prohibits anything, it prohibits this. She refers the trial judge to Zackowitz and to FRE 404(b), 1st sentence.

Counsel for plaintiff replies that the question is permissible under the first sentence of FRE 608(b).

Who wins this argument?

Suppose the trial court rules that the question is improper impeachment. (Perhaps because the trial judge believes the question is unduly prejudicial if asked for purpose of impeachment). Question: Is the prior murder by Della D admissible for some purpose other than impeachment?

Hint: We are working with a scenario in which DD claims that she killed VV accidentally, inadvertently.

Further hint: Consider the second sentence of Rule 404(b).



Consider this theory:

Della D has claimed that the killing was accidental or not deliberate. The prior murders are admissible to negative her claim of accident or lack of intent. There is no violation of the character evidence rule because the prior murders are offered to show, not an act of DD, but something else, his state of mind or intent. See FRE 404(b), 2d sentence.
What do you think of this argument?

***

See "The American Character Evidence Prohibition: What Is Not Prohibited Is (Generally) Permitted."

 

***

The Michigan Supreme Court (apparently borrowing from Professor Edward Imwinkelried) provides a helpful explanation of the limited scope of the character evidence rule. In People v. Vandervliet, 444 Mich. 52; 508 N.W.2d 114, at --- n. 12 (1993), the court, speaking of a person's acts that are revelatory of that person's character or disposition, said:

"The forbidden theory of relevance is diagrammed as follows:

Step 1

Step 2

THE DEFENDANT'S UNCHARGED ACT
----->
THE DEFENDANT'S SUBJECTIVE CHARACTER
----->
THE DEFENDANT'S CONDUCT IN CONFORMITY WITH CHARACTER
Evidence

The intermediate inference

The ultimate inference
..

Rule 404(b) limits the use of logically relevant evidence only when both steps of the process are violated. Therefore, if the proffered other acts evidence is logically relevant, and does not involve the intermediate inference of character, Rule 404(b) is not implicated. Engelman, supra at 216. ... The question is not whether the evidence falls within an exception to a supposed rule of exclusion, but rather whether the "evidence [is] in any way relevant to a fact in issue" other than by showing mere propensity, Stone, The rule of exclusion of similar fact evidence: America, 51 Harv L R 988, 1004 (1938)."

The Michigan Supreme Court illustrated the same general point -- the point about the limited scope of the character evidence prohibition -- yet again in another part of its opinion in People v. Vandervliet, 444 Mich. 52; 508 N.W.2d 114 (1993) (footnotes omitted):

Thus, the Court of Appeals reference to 'the general exclusion of similar acts evidence' is mistaken. There is no policy of general exclusion relating to other acts evidence. There is no rule limiting admissibility to the specific exceptions set forth in Rule 404(b). Nor is there a rule requiring exclusion of other misconduct when the defendant interposes a general denial. Relevant other acts evidence does not violate Rule 404(b) unless it is offered solely to show the criminal propensity of an individual to establish that he acted in conformity therewith.

 

If you wish to do so, consider also http://tillers.net/course-advance/notesoncharacterevidence.html



22

Vila Victim, our CIA operative, has been resurrected; she has come back from the grave. But she is not grateful. She sues her former employer, the CIA, for wrongful termination.

Vila avers that her employment contract with the CIA was somewhat unusual: it required just cause, good cause, for the termination of her employment with the CIA. She further avers that the CIA discharged her even though it did not have good cause to do so.

The CIA defends on the merits. It avers that it had good cause to terminate Vila's employment at the CIA.

At the trial the CIA offers to show that

  • Vila once attacked a 10 year-old boy because he thought the boy was a KGB operative; and
  • Vila once attacked a 96-year old invalid for the same reason.
  • Vila objects to this evidence on the ground that

  • it is inadmissible character evidence;

  • when character is admissible, proof of character must take the form of reputation evidence (or, under the FRE, by opinion); and

  • evidence of specific instances of conduct to show character is prohibited.
  • The trial court overrules Vila's objections.

    What is the explanation for the trial court's ruling?



    The trial court overrules DD's objections. Please explain the ruling.

    [The CIA defense of just cause for VV's termination puts VV's character in issue because VV's competence or incompetence is put in issue by the defense of just cause. Thus, evidence of VV's incompetence must be admissible. And since VV's character -- his alleged incompetence -- is an element of the CIA's defense of just cause, specific instances of conduct showing VV's character -- his incompetence -- are admissible. See FRE 405(b).]


    23


    The government prosecutes DD for aggravated assault on VV. DD claims that she acted in self-defense. At trial DD offers W-3 to testify that DD's reputation among her associates is that of a peaceable and non-violent person. The trial court overrules the government's objection to this offer. After W-3 testifies, the government offers to have W-5 testify that he saw DD viciously and unjustifiably beat up and assault various people on various occasions. In response to DD's objection, the prosecutor argues that DD has put her character in issue by having W-3 testify to her non-violent character and that under FRE 405(b) and similar common law principles the government is therefore entitled to use specific instances of conduct on the issue of DD's character.

    Please explain why this argument does not wash.

    [DD's character is NOT in issue for purposes of FRE 405(b). FRE 405(b) authorizes admission of specific instances of conduct to show character when character or a trait of character is an element of a charge, claim, or defense. The legal definition of the crime of aggravated assault does not hinge on the alleged offender's character or trait of character.]



    24


    Prosecution of Donald Defendant for the murder of Violent Victim. At the trial the defense offers to show that three days before his death Violent said to DD, "I am going to gouge your eyes out and I am going to kill you the next time I see you." The government objects to this evidence as inadmissible hearsay and character evidence.

    How should the court rule on the government's objection?

    [The trial court should overrule the government's objection. The statement overcomes the hearsay barrier because the statement describes a then-existing intention of the declarant and the hearsay exception in FRE 803(3) applies. Furthermore, the statement may be offered, not to show what Violent did, but to show what Violent's statement caused Donald D to believe --, to show that Donald believed that (s)he was in danger of being attacked, a belief that might support, for a defense of self-defense or a claim in mitigation such as provocation.

    [The character rule objection should overruled. If the statement is offered to show VV's intention, the statement is not being offered to show VV's character. And the statement is not improper character evidence if the statement is offered to show Donald's belief that (s)he was in peril -- because then the statement is not being offered to show an act, or conduct, by Violent, but only to show Donald's belief about Violent, to show Donald's fear and apprehension of Violent. See FRE 404(a) (basic definition of inadmissible character evidence).]


    25

    Now please analyze Barnes v. City of New York (2002)*: Assess all of the reasons given by the Appellate Division for the admissibility of evidence about the plaintiff's membership in a "group" [gang] that "espouse[d] a vicious ideological hatred of the police and propound[ed] to its members a protocol to shoot and kill police officers rather than submit to arrest."




    Tillers' Home Page


    Evidence Course Home Page