by
Peter Tillers*
I struggled quite a bit over what I should
talk about today. I know a little bit about exploratory fact investigation
[1]
and about related matters such as induction and what philosophers
of science call the logic of discovery.
[2]
I thought about discussing the worrisome implications of
Crawford v. Washington
[3]
for constitutional regulation of early phases of criminal
investigation,
[4]
about the possibility that Crawford might further weaken
the already faint prospect that the Court might use the general due process
guarantee to scrub criminal investigation of some pathologies that John Langbein
complains about
[5]
and other pathologies that do not seem to worry him nearly
as much.
[6]
But as alluring as this topic is, it has nothing to do with
the topic under discussion by this panel, the role of history in the interpretation
and elaboration of the Confrontation Clause. So I have decided to stick to the
assigned topic, history.
But my decision not to go off on a
tangent dooms me to play the role of a Harold Carswell; I have to be a kind of
academic version of Harold Carswell. Carswell, you may recall, was one of
Richard Nixon’s nominees to the Supreme Court. You will also recall that
Senator Roman Hruska spoke out in defense of that unsuccessful nomination and
nominee. Hruska, a Phi Beta Kappa graduate of
Even
if he [Carswell] was mediocre, there are a lot of mediocre judges and people
and lawyers. They are entitled to a little representation, aren't they, and a
little chance? We can't have all Brandeises and Cardozos and Frankfurters and
stuff like that there.[7]
This, alas, is
the role I have to play -- the role of a Harold G. Carswell -- because I know
practically nothing about legal
history -- and the little I once knew I have forgotten.
But
what's the point of having an ignoramus on this panel?
Being an ignoramus, I struggled over
this question. But after due deliberation I concluded that an ignoramus can
make a contribution to an understanding of the subject under discussion, the
role of history in constitutional argument about the confrontation clause.
How
can that be?
You
might think of me as a cheap stand-in for Justice Scalia.[8]
I know what some of you are
thinking. You're thinking, "I know Justice Scalia -- or, in any event, I know
something about you Tillers, and I know this much: Tillers, you're no Scalia!"
I confess that that I'm no Scalia. In
particular, I confess that I can't begin to match Scalia's historical learning.
But
this fact just proves my point.
The papers presented by Professors Kirst[9]
and Davies[10] for
this conference make a convincing case that Justice Scalia got some important parts
of his legal history wrong and that at least some of the mistakes that Scalia
made were pretty elementary from a historian's point of view.[11]
Although Professors Kirst and Davies
agree that history was misused in Crawford,
the precise moral they draw from this is different. The argument in Professor
Kirst's paper suggests that Professor Kirst believes that the remedy for the
Court's misuse of history is for the Court to avail itself of better historical
scholarship, to make use of state-of-the-art scholarship that gives a truer
(and broader) picture of the original purpose, or intended meaning, of the
Confrontation Clause. Professor Davies, by contrast, hints that the appropriate
remedy for the Court's abuse of history is for the Court to (largely) abandon
the use of history (at least for the interpretation of some constitutional rules
or principles).
Let me first say
a few words about the remedy that Professor Kirst's argument suggests, about
the notion that the appropriate remedy for the Court's shabby historical scholarship
is better historical scholarship for and on the Court. I suspect that
this remedy will not work. The reason for my skepticism is that I think
there is an important sense in which cutting-edge historical scholarship was
available to the Court. If the Court's reliance on history was something
more than mere adhockery, more than a makeweight, the historical distortions
and mistakes found in Crawford (and
in decisions like it) occurred not only because the Court didn't know how to
do legal history but also because the Court didn't know how to use
legal history. Crudely put, the problem is that the Court couldn't recognize
good legal history even if fell over it.
It's time for ignoramus Tillers to make a reappearance.
If the Scalias
of the judicial world can't get their legal history straight, it's practically
certain that the Harold Carswells and Peter Tillers of the world can't do so
either. Ignoramuses ("ignorami"?) like me don't know how to do good legal history.
Furthermore, ignoramuses can't tell the difference between good legal history
and bad legal history -- and consequently they don't know how to sniff out the
good historical stuff.
I don't mean to
suggest that the current Justices of the Supreme Court are as ignorant of legal
history as I am. In this respect they are surely at least a step or two above
the Carswells and the Tillers of the world. But I doubt that any of them are
much better at their legal history than Scalia and Rehnquist are. Indeed, I
suspect that in this respect some of them are at least a notch or two below
Scalia and Rehnquist. If I am right about that, I have to agree with Professor
Davies:
It
is unlikely that the Supreme Court will ever get its legal history straight.
The problem here resembles a problem
that that arises under Daubert v.
Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 593-594 (1993), a
decision that requires federal trial judges to serve as "gatekeepers," -- to use
their own wits in order to allow good science into federal courtrooms
and to keep junk science out:
How can you get amateurs
to make sound professional judgments? If you can't do that, how do you get amateurs
to make sound judgments about the credentials and conclusions of professionals?
There is no easy answer to this
puzzle. The history of judicial use of history suggests it is not easy to turn
sow's ears into silk purses.[12]
FINIS
* Professor of Law, Cardozo
[2] Today the notion of a logic of discovery is much discussed. Karl Popper, perhaps inadvertently, deserves credit for first popularizing this notion. See K. Popper, Logik der Forschung (1934) (the word “Forschung” is best translated as “research” or “investigation,” but the first English translation of Popper’s book rendered the title as “The Logic of Discovery,” see K. Popper, The Logic of Discovery (Basic Books, 1959)).
[3]
158 L. Ed.2d 177, 124
[4]
Truth-oriented federal constitutional constraints on preliminary phases of
criminal investigation are already de minimis. See, e.g.,
[5]
John Langbein worries most about the degradation of evidence by partisan
lawyers in an adversary system such as ours. See, e.g., J. Langbein, The
German Advantage in Civil
Procedure, 52 U. Chi. L. Rev. 823 (1985). See also J. Langbein, The Origins of Adversary Criminal Trial
331-334 (2003).
[6] John Langbein does not worry nearly as much about unimaginative investigation. But imagination is essential to effective investigation. See P. Tillers & D. Schum, A Theory of Preliminary Fact Investigation, 24 U.C. Davis L. Rev. 931, 934 (1991). See also P. Tillers, The Fabrication of Facts in Investigation and Adjudication, 1995 & 1998, at http://tillers.net/fabrication.html.
[7] [Reporter] [byline] [section] [page] [column] New York Times (March 17, 1970).
But see Bret Stephens, In Praise of Mediocrity, Jerusalem Post
(
[8]
Justice Scalia was the author of the Court’s opinion in Crawford.
[9]
Roger W. Kirst, Can History Define the
Structure of Confrontation Doctrine?, –
[10]
Thomas Y. Davies, What Did the Framers Know, and When Did They
Know It? Last Minute Originalism Errors in Crawford v. Washington, –
[11] Professor Davies argues that Rehnquist, in dissent, did no better: Rehnquist’s historical scholarship also suffers from grievous flaws. See Davies, ibid, at --.
Professors Kirst and Davies point to different errors in Justice Scalia’s legal history and they draw different lessons from the distinct errors that they identify. The errors identified by Professor Davies identifies are more pertinent for purposes of my little peroration – because, although Professor Kirst’s paper makes a very plausible case that the Framers saw the Confrontation Clause as a broad – or “political” – ideal, it is practically incontestable that Justice Scalia did commit the historical errors that Davies identifies and it is hard to avoid Professor Davies’ conclusion that a competent legal historian would not have committed the errors that Justice Scalia committed.
My paper does not address the question of whether an accurate rendition of the historical record or whether reliance on a different swath of human history would support the result that the Court reached in Crawford. My paper addresses only the question of the extent to which the Court should rely on its understanding of centuries-old legal precedents and practices to fashion and interpret constitutional guarantees in the 21st century. For this purpose it is pertinent that the historical account that Justice Scalia constructed was demonstrably incorrect.
Although I think Scalia got his legal history
wrong, it does not necessarily follow that I think that Crawford is an unwelcome decision. This paper does not address the
more general question of whether Crawford
is a good thing. (My answer would be a qualified one; I would say that the
answer depends on how Crawford is
read and on its implications. See n. 4, above.)
[12]
We could try to slice this
historical pickle in a more direct way: we could try to funnel state-of-the-art
historical scholarship to the Supreme Court by putting state-of-the-art legal
historians on the Supreme Court bench.
For example, perhaps someone could persuade President George W. Bush
(and the U.S. Senate) to put Professors Richard Friedman, Roger Kirst, Thomas
Davies, John Langbein, and Mirjan Damaška on that elevated bench. But this ridiculous
little thought-experiment only serves to make it very clear that the question
of judicial competence or incompetence in matters historical is not the only
factor that has a fundamental bearing on the question of the appropriate role
of the history (or histories) of the 18th century in 21st
century constitutional adjudication. The thought-experiment should make us
wonder, first, about the relative importance of historical knowledge for
constitutional adjudication. Are there other forms of knowledge we want our
Supreme Court Justices to have? If so, how important are those other forms of
knowledge comparatively speaking – forms of knowledge such as mathematical
knowledge, knowledge of physics, knowledge of biology, knowledge of
biochemistry, geographical knowledge, knowledge of probability theory, literary
knowledge, knowledge of economics, sociological knowledge, knowledge about
psychology and psychiatry, knowledge about computers, religious knowledge,
knowledge of moral theory, and common sense knowledge? The thought experiment
suggests another obvious but nonetheless fundamental difficulty or family of
difficulties. If behavior in academic venues is any guide, any prudent observer
of American judicial behavior is required to entertain the cautionary thought
that even a Court that is staffed entirely by eminent legal historians is
likely to be riven both by disputes over historical questions and by
disagreements about how historical “facts” and about which
historical facts should be used in contemporary constitutional adjudication.
Expertise in the historian’s craft will not necessarily produce consensus about
many historical questions. It is even less likely that historical expertise
will resolve fundamental disagreements about the proper relationship between
tradition and constitution.